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Securities & Position Reconciliation

Securities, positions and custody reconciliation at institutional scale.

Reconcile custody positions, trades, corporate actions and cash-vs-position across custodians, prime brokers and internal books — with agentic root-cause analysis and full T+1 evidence.

10M+
Positions reconciled daily
T+1
Position finality
99.9%
Match confidence
For Middle OfficeFor Custody OpsFor Fund AccountingFor Prime Brokerage Ops

The reconciliation problems this solves

Multi-custodian fragmentation

Different SWIFT MT535/MT536 dialects, custodian-specific extensions and inconsistent identifiers (ISIN, CUSIP, SEDOL, internal).

Corporate actions

Elective events, DR conversions and stock splits create transient breaks that need lifecycle-aware matching.

Trade date vs settlement date

T/S-date reconciliation across pending, failed and partially-settled trades needs stateful position rollforward.

Cash-vs-position integrity

Position moves must reconcile back to cash movements to catch booking errors before NAV strike.

What FVI does for this use case

Position lifecycle matching

Stateful reconciliation across trade date, settlement date, pending and failed states with rollforward semantics.

Corp-actions aware AI

Agentic triage recognises DR/ADR splits, mergers and elective events, proposing resolutions with source evidence.

Identifier crosswalk

Built-in ISIN/CUSIP/SEDOL/ticker crosswalk with tenant overrides for internal instrument masters.

Cash-vs-position

Two-legged reconciliation ties position changes to their cash counterparts for booking-error detection.

NAV-ready dashboards

Sign-off dashboards with ageing, exposure and unmatched trend, exportable to fund accounting sign-off packs.

Custodian isolation

Multi-custodian tenants use row-level isolation so ops teams only see the books they are entitled to.

Data sources supported
  • SWIFT MT535 (holdings), MT536 (statement of transactions), MT537 (pending), MT548 (settlement status)
  • ISO 20022 semt.002, semt.003, semt.017
  • Custodian & prime broker files (State Street, BNY Mellon, Northern Trust, JPM, Citi, GS PB)
  • Trading system extracts (Charles River, BlackRock Aladdin, Bloomberg AIM)
  • Corp-actions vendor feeds (Bloomberg CACS, Refinitiv, ICE)
  • Internal instrument & entity masters
Measurable outcomes
10M+
Positions / day
70%+
Reduction in T+1 breaks
<30 min
Break MTTR (P50)
Zero
NAV-day surprises

Aligned to the regulations that matter here

Controls designed against the frameworks Tier-1 buyers require. See Security & Compliance for the full matrix.

SEC 17a-13AIFMD Annex IVUCITSMiFID II RTS 22DORASOC 2 Type II (target)

Frequently asked

Can FVI reconcile shadow-NAV against fund accounting?+

Yes. FVI supports tri-party reconciliation — custody, prime broker and fund accountant — with configurable tolerance and materiality per book.

How are failed trades handled?+

Failed trades are flagged as stateful breaks tied to the parent trade lifecycle; ageing SLAs, escalation and buy-in workflows are configurable per tenant.

Do you support ISO 20022 semt.* messages?+

Yes, alongside MT5xx. FVI maintains both models in the canonical schema so you can run mixed-custodian populations without dual-book pipelines.

See it on your data

30 minutes with a solutions engineer, walking a real securities & position reconciliation workflow end-to-end.